Breakout Panel: Rule 606 (no press)

Date: Fri, October 4
Time: 9:30 AM - 10:15 AM

In August 2019 the SEC published additional guidance on the amendments to Rule 606, aka, The Order Handling Rule. As the industry prepares for upcoming reporting deadlines guidance on the Rule and its implementation are still needed. Please join, Doug Clark, Virtu Financial as moderates a panel discussion with consultants and service providers responsible Rule 606 reporting.

Joint STA and FIF Comment Letter on FAQ's on Rule 6060

SEC Responses to FAQs Concerning Rule 606 Reg NMS