Fireside: FINRA: Overseeing Today's Markets

Date: Fri, October 4
Time: 10:15 AM - 10:45 AM

Hear from Tom Gira, EVP Market Regulation, FINRA who will be joined by Matthew Levine, Virtu Financial. Mr. Gira and Mr. Levine will address and discuss pertinent topics including FINRA’s cross-market surveillance capabilities and the challenges that U.S. regulators face in today’s highly technological marketplace.

2019 FINRA Exam Priorities