Fireside: The Consolidated Audit Trail

Date: Thu, October 3
Time: 9:15 AM - 9:45 AM

The primary goal of the CAT is to improve the ability of the SEC and the SRO’s to oversee trading in the US securities markets. A fireside discussion with two senior executives instrumental in the CAT's design and implementation will be led by moderator, Judy McDonald, SIG. In addition to providing an update on the CAT implementation timeline, this fireside will also highlight areas where CAT may impact firms’ work flows and compliance processes.